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Trade Reporting Systems
Settlement Tracking
Compliance Reports
Accounting Systems
- P&L Reports
- Brokerage Reconciliation
- Soft Dollar / Commission Re-Capture
Other Services
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Products & Services: Settlement Tracking
DVP/RVP Settlement
In order for a Broker Dealer to monitor the settlement process and its risk-exposure for DVP/RVP
accounts, we create a number of daily reports.
These reports can be viewed by all system users: Branch Managers, Registered Reps, Back Office
Personnel, and Customers.
Specified groups of Accounts as defined in the User’s profile determine what Accounts to
include in each report.
Our system can also generate automated daily emails to any of these users.

Sample online report

Sample online report
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