COMPLIANCE OVERSITE & REPORTING

Reports – SEC Rule 606 / Short Sales / Low-Priced Securities / Trade Blotters

CUSTOMER WEB PORTAL

Host your own customized Customer Portal that feeds from information from your Clearing Firm
Balances / Positions/ Activity / Market Data / News

POST-TRADE PROCESSING

Add efficiency, maintain control, and add flexibility to the processing of your trades.

Rep P&L Reports / Daily Activity Reports / Email Recaps / Brokerage Reconciliation

CONSOLODATED TRADE ACTIVITY MONITORING

Monitor trading activity by using our TradeTracker product

Our Services

Mezzoware Systems, LLC specializes in providing post-trade processing and analytical services to Broker Dealers and trading entities. Our services provide customized technology solutions that integrate seamlessly with your existing trading systems, clearing firms, and internal systems.

In addition to building a complete customized solution, we have highly cost-effective, basic turn-key solutions, requiring a minimal amount of customization and implementation time.

We can design and provide your firm with the hardware and software to host our technology at your location, or you can let us host a solution, utilizing our ASP model which allows you to access our processing and analytical technology from a standard web browser.

Broker Dealer Product Suite

Customer Web Portal

Gain brand identity, and administer your own customer friendly front-end to display Balances, Positions, History, and Market Data. …. read more

In-House Trade Manager

Take control away from your trading system vendors, and process your own end-of-day files to your clearing agent.¬† Enjoy reporting and flexibility you didn’t know existed ….read more

Portfolio File Manager

Pull in daily Balances and Positions from your clearing and portfolio systems, and push them to your trading platforms and other vendors¬† ….read more

Trade Tracker

Our post-trade monitoring system shadows all your firm’s trading activity across all your trading systems, consolidating activity in a web or software based dashboard ….read more

Prime Brokerage Reporter

Our customer facing front end is a turn-key back office solution for brokers wishing to offer Prime Brokerage clearing to their customers ….read more

World-Class Consulting Services

We provide high quality independent and professional consultancy services to small to mid-size broker dealers and trading entities.

Our mission is to help you save time and money by utilizing our customized technology along side the technology of industry standard vendors. We help you structure your technology with the securities regulatory environment in mind, which has become challenging and complex, requiring the combination of many disparate technology.

We have the expertise to guide you in choosing which vendors suite your specifics needs, providing you an efficient and cost effective infrastructure that is always scale-able.

MID SIZE BROKER DEALERS

TRADING ENTITIES